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jlmosby View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote jlmosby Quote  Post ReplyReply Direct Link To This Post Topic: Hi All!
    Posted: Dec/01/2016 at 3:34pm
I was just recently hired as a Chief Compliance Officer for a small Local RIA.  I was previously with a mid sized BD/IA firm in both compliance and operations roles.  I was hoping this forum would have compliance and regulatory news and provide advice between seasoned professionals Smile
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newregrep View Drop Down
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Three Incher

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Post Options Post Options   Thanks (0) Thanks(0)   Quote newregrep Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:41pm
Welcome, you can be wets best friend.
Helado for Prez
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PEACH_cm View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote PEACH_cm Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:42pm
I suggest a fight to the death match between this guy and Wet.
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jlmosby View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote jlmosby Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:45pm
girl, not guy Shocked
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PEACH_cm View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote PEACH_cm Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:59pm
Originally posted by jlmosby jlmosby wrote:

girl, not guy Shocked
well at least now it will be a fair fight
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Hacksaw View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote Hacksaw Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 4:14pm
In before Luv or Helado
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bc2051 View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote bc2051 Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 6:17pm
The ole miss in pink letters didn't give it away.
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PEACH_cm View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote PEACH_cm Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 6:34pm
Originally posted by bc2051 bc2051 wrote:

The ole miss in pink letters didn't give it away.
no avatars on a phone duderino
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luvindy View Drop Down
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Post Options Post Options   Thanks (0) Thanks(0)   Quote luvindy Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 10:33pm
I already miss Wet Blanket.
8/31/12,Sportsfreak:
"If Barak wins this election, or appears to be clearly winning, we are all fucked. Market will tank big time."
Dow 13,090 S&P 1406
5/23/13 UC:Dow 20k before 20% crrectn Dow 15,322
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