Advisorheads Homepage
Forum Home Forum Home > Introductions > Greenhorn Introductions
  New Posts New Posts RSS Feed - Hi All!
  FAQ FAQ  Forum Search   Events   Register Register  Login Login

Hi All!

 Post Reply Post Reply
Author
Message
jlmosby View Drop Down
Rookie
Rookie


Joined: Dec/01/2016
Status: Offline
Points: 3
Post Options Post Options   Thanks (0) Thanks(0)   Quote jlmosby Quote  Post ReplyReply Direct Link To This Post Topic: Hi All!
    Posted: Dec/01/2016 at 3:34pm
I was just recently hired as a Chief Compliance Officer for a small Local RIA.  I was previously with a mid sized BD/IA firm in both compliance and operations roles.  I was hoping this forum would have compliance and regulatory news and provide advice between seasoned professionals Smile
Back to Top
newregrep View Drop Down
Senior Member
Senior Member

Three Incher

Joined: Dec/23/2010
Status: Offline
Points: 4572
Post Options Post Options   Thanks (0) Thanks(0)   Quote newregrep Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:41pm
Welcome, you can be wets best friend.
Helado for Prez
Back to Top
PEACH_cm View Drop Down
Senior Member
Senior Member


Joined: Jan/16/2013
Status: Offline
Points: 7184
Post Options Post Options   Thanks (0) Thanks(0)   Quote PEACH_cm Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:42pm
I suggest a fight to the death match between this guy and Wet.
Back to Top
jlmosby View Drop Down
Rookie
Rookie


Joined: Dec/01/2016
Status: Offline
Points: 3
Post Options Post Options   Thanks (0) Thanks(0)   Quote jlmosby Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:45pm
girl, not guy Shocked
Back to Top
PEACH_cm View Drop Down
Senior Member
Senior Member


Joined: Jan/16/2013
Status: Offline
Points: 7184
Post Options Post Options   Thanks (0) Thanks(0)   Quote PEACH_cm Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 3:59pm
Originally posted by jlmosby jlmosby wrote:

girl, not guy Shocked
well at least now it will be a fair fight
Back to Top
Hacksaw View Drop Down
Platinum Member
Platinum Member
Avatar

Joined: Mar/27/2010
Status: Offline
Points: 31482
Post Options Post Options   Thanks (0) Thanks(0)   Quote Hacksaw Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 4:14pm
In before Luv or Helado
Back to Top
Guests View Drop Down
Guest Group
Guest Group
Post Options Post Options   Thanks (0) Thanks(0)   Quote Guests Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 6:17pm
The ole miss in pink letters didn't give it away.
Back to Top
PEACH_cm View Drop Down
Senior Member
Senior Member


Joined: Jan/16/2013
Status: Offline
Points: 7184
Post Options Post Options   Thanks (0) Thanks(0)   Quote PEACH_cm Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 6:34pm
Originally posted by bc2051 bc2051 wrote:

The ole miss in pink letters didn't give it away.
no avatars on a phone duderino
Back to Top
luvindy View Drop Down
Moderator
Moderator
Avatar

Joined: May/17/2010
Status: Online
Points: 25771
Post Options Post Options   Thanks (0) Thanks(0)   Quote luvindy Quote  Post ReplyReply Direct Link To This Post Posted: Dec/01/2016 at 10:33pm
I already miss Wet Blanket.
8/31/12,Sportsfreak:
"If Barak wins this election, or appears to be clearly winning, we are all fucked. Market will tank big time."
Dow 13,090 S&P 1406
5/23/13 UC:Dow 20k before 20% crrectn Dow 15,
Back to Top
 Post Reply Post Reply
  Share Topic   

Forum Jump Forum Permissions View Drop Down

Forum Software by Web Wiz Forums® version 12.03
Copyright ©2001-2019 Web Wiz Ltd.

This page was generated in 0.063 seconds.