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jlmosby
Rookie Joined: Dec/01/2016 Status: Offline Points: 3 |
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Posted: Dec/01/2016 at 3:34pm |
I was just recently hired as a Chief Compliance Officer for a small Local RIA. I was previously with a mid sized BD/IA firm in both compliance and operations roles. I was hoping this forum would have compliance and regulatory news and provide advice between seasoned professionals
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newregrep
Senior Member Three Incher Joined: Dec/23/2010 Status: Offline Points: 4572 |
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Welcome, you can be wets best friend.
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Helado for Prez
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PEACH_cm
Senior Member Joined: Jan/16/2013 Status: Offline Points: 7184 |
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I suggest a fight to the death match between this guy and Wet.
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jlmosby
Rookie Joined: Dec/01/2016 Status: Offline Points: 3 |
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girl, not guy
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PEACH_cm
Senior Member Joined: Jan/16/2013 Status: Offline Points: 7184 |
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Hacksaw
Platinum Member Joined: Mar/27/2010 Status: Offline Points: 31482 |
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In before Luv or Helado
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The ole miss in pink letters didn't give it away.
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PEACH_cm
Senior Member Joined: Jan/16/2013 Status: Offline Points: 7184 |
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luvindy
Moderator Joined: May/17/2010 Status: Online Points: 25771 |
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I already miss Wet Blanket.
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8/31/12,Sportsfreak:
"If Barak wins this election, or appears to be clearly winning, we are all fucked. Market will tank big time." Dow 13,090 S&P 1406 5/23/13 UC:Dow 20k before 20% crrectn Dow 15, |
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