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Collection of good threads that Guests may view. Register to see more.
13 1497 Preparation for the CFA exams
By RipRock View Last Post
Jan/25/2017 at 11:31am
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All About the Board
A place to ask questions about the forum itself, introduce yourself to our community, or make suggestions for improvements.
227 6828
Feb/09/2017 at 7:41am
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Rookies & Trainees
For those studying for licensing exams, trainees, first year producers, and those considering the industry.
547 17071
6 hours 18 minutes ago at 10:04am
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Clients
Building relationships, managing your book, horror stories, and stupid mistakes.
410 11106
Feb/25/2017 at 4:14pm
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Securities Firms
Transition packages, retention deals, retirement plans, production quotas, fees, leadership, mergers, teams, business channels, product availability, etc.
849 23960
6 hours 43 minutes ago at 9:39am
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Indy World
Independent broker/dealers, RIA custodians, transitioning to and running an independent financial services practice.
788 17372
Feb/22/2017 at 8:21am
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Prospecting, Marketing, and Selling (4 Viewing)
Strategies for building a successful practice.
1446 32047
3 minutes ago at 4:19pm
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Investments
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1458 35125
7 hours 25 minutes ago at 8:57am
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387 8286
6 hours 36 minutes ago at 9:46am
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Taxes, estate planning, retirement income planning, accumulation, etc.
365 6125
4 minutes ago at 4:18pm
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Compliance
All things Compliance for RIAs
170 2806
Feb/03/2017 at 2:13pm
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Legal Issues
Arbitration, regulation, and all other legal "stuff."
97 2191
Jan/28/2017 at 9:54am
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Technology
Hardware and software that helps you run your practice.
471 7476
6 hours 7 minutes ago at 10:15am
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General Industry Discussion (4 Viewing)
A place to post if your topic doesn't fit any other category.
1297 30334
15 minutes ago at 4:07pm
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The Water Cooler (2 Viewing)
Off topic discussions, jokes, etc.
3216 97850
2 hours 36 minutes ago at 1:46pm

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