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Collection of good threads that Guests may view. Register to see more.
13 1497 Preparation for the CFA exams
By RipRock View Last Post
Jan/25/2017 at 11:31am
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All About the Board
A place to ask questions about the forum itself, introduce yourself to our community, or make suggestions for improvements.
227 6828
Feb/09/2017 at 7:41am
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Rookies & Trainees (1 Viewing)
For those studying for licensing exams, trainees, first year producers, and those considering the industry.
551 17194
1 hour 48 minutes ago at 2:45pm
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Clients
Building relationships, managing your book, horror stories, and stupid mistakes.
413 11169
2 hours 34 minutes ago at 1:59pm
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Securities Firms
Transition packages, retention deals, retirement plans, production quotas, fees, leadership, mergers, teams, business channels, product availability, etc.
851 23995
Mar/26/2017 at 9:33am
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Indy World
Independent broker/dealers, RIA custodians, transitioning to and running an independent financial services practice.
790 17393
Mar/08/2017 at 3:19am
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Prospecting, Marketing, and Selling (2 Viewing)
Strategies for building a successful practice.
1457 32425
1 hour 3 minutes ago at 3:30pm
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Investments (3 Viewing)
Stocks, bonds, mutual funds, ETFs, CEFs, REITs, options, futures, SMAs, etc.
1468 35284
8 minutes ago at 4:25pm
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387 8286
Feb/27/2017 at 9:46am
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Planning Concepts
Taxes, estate planning, retirement income planning, accumulation, etc.
369 6209
Mar/21/2017 at 3:22pm
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Compliance (1 Viewing)
All things Compliance for RIAs
171 2823
37 minutes ago at 3:56pm
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Legal Issues
Arbitration, regulation, and all other legal "stuff."
97 2192
Mar/08/2017 at 3:03pm
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Technology
Hardware and software that helps you run your practice.
473 7511
Mar/22/2017 at 12:26pm
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General Industry Discussion
A place to post if your topic doesn't fit any other category.
1305 30519
Mar/23/2017 at 11:53am
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The Water Cooler
Off topic discussions, jokes, etc.
3224 98093
7 hours 21 minutes ago at 9:12am

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