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Hi All!

Printed From: Advisorheads
Category: Introductions
Forum Name: Greenhorn Introductions
Forum Description: MAKE YOUR FIRST POST HERE!
URL: http://www.advisorheads.com/forum_posts.asp?TID=14179
Printed Date: Mar/28/2024 at 4:38am
Software Version: Web Wiz Forums 12.03 - http://www.webwizforums.com


Topic: Hi All!
Posted By: jlmosby
Subject: Hi All!
Date Posted: Dec/01/2016 at 3:34pm
I was just recently hired as a Chief Compliance Officer for a small Local RIA.  I was previously with a mid sized BD/IA firm in both compliance and operations roles.  I was hoping this forum would have compliance and regulatory news and provide advice between seasoned professionals Smile



Replies:
Posted By: newregrep
Date Posted: Dec/01/2016 at 3:41pm
Welcome, you can be wets best friend.

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Helado for Prez


Posted By: PEACH_cm
Date Posted: Dec/01/2016 at 3:42pm
I suggest a fight to the death match between this guy and Wet.


Posted By: jlmosby
Date Posted: Dec/01/2016 at 3:45pm
girl, not guy Shocked


Posted By: PEACH_cm
Date Posted: Dec/01/2016 at 3:59pm
Originally posted by jlmosby jlmosby wrote:

girl, not guy Shocked
well at least now it will be a fair fight


Posted By: Hacksaw
Date Posted: Dec/01/2016 at 4:14pm
In before Luv or Helado


Posted By: Guests
Date Posted: Dec/01/2016 at 6:17pm
The ole miss in pink letters didn't give it away.


Posted By: PEACH_cm
Date Posted: Dec/01/2016 at 6:34pm
Originally posted by bc2051 bc2051 wrote:

The ole miss in pink letters didn't give it away.
no avatars on a phone duderino


Posted By: luvindy
Date Posted: Dec/01/2016 at 10:33pm
I already miss Wet Blanket.

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8/31/12,Sportsfreak:
"If Barak wins this election, or appears to be clearly winning, we are all fucked. Market will tank big time."
Dow 13,090 S&P 1406
5/23/13 UC:Dow 20k before 20% crrectn Dow 15,



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