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tcyoung 
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Joined: Jun/16/2011 Location: United States Status: Offline Points: 1 |
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 Topic: GreetingsPosted: Jun/16/2011 at 1:15pm |
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I'm an FA with an independent firm in San Diego. I've been in the business for 6 months and am always looking for suggestions on how to build by business. I offer my clients full service financial planning and I hold the series 6, 63 and Life insurance licenses.
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Wet_Blanket
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Team America (not iMo) Joined: Mar/10/2010 Location: New England Status: Offline Points: 46822 |
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Posted: Jun/16/2011 at 1:19pm |
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Welcome!
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The true 🤡 was the Biden voter all along.
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BigFirepower
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Joined: Apr/13/2011 Status: Offline Points: 3359 |
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Posted: Jun/16/2011 at 1:22pm |
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Welcome. San Diego, wonderful place. Truly one of the top places to live in the world. I hope to visit there pretty soon.
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noggin
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Joined: Mar/11/2010 Location: Parts Unknown Status: Offline Points: 2477 |
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Posted: Jun/16/2011 at 2:12pm |
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San Diego is a great place....loved it when I was looking at BD's...Welcome. Go get a Series 7 ....
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What keeps us captive are our own fears.- Moraen
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GreatPlans
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Joined: Oct/20/2010 Status: Offline Points: 962 |
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Posted: Jun/16/2011 at 2:52pm |
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Welcome. You may want to change your SN. |
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Posted: Jun/17/2011 at 12:49am |
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How do you offer "full service financial planning" without a Series 7 or a Series 65/66? So full service, as long as clients don't want investment advice, or individual securities, yes?
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RIArules
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Trump Ball-Licker Joined: Mar/15/2010 Status: Offline Points: 49907 |
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Posted: Jun/17/2011 at 11:33am |
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Financial planning has nothing to do with a securities license. Last I checked, there are no requirements whatsoever to hold yourself out as a financial planner. |
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“We are all Antifa” - Hacksaw 9/12/2025
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BigFirepower
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Joined: Apr/13/2011 Status: Offline Points: 3359 |
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Posted: Jun/17/2011 at 11:35am |
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Ice, doesn't managed money or asset allocation funds provide instant financial planning? Many firms even have software that asks questions, then tells you EXACTLY which product to buy? These mechanisms are designed by "experts", and have ibbotson and morningstars highest ratings.
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Posted: Jun/17/2011 at 11:41pm |
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Right. But how are you selling managed money without a S65 or S66? And if the program directs you to buy an ETF, or a stock, or a bond, instead of a fund or annuity, how do you do it without a S7?
This was a gentle nudge saying, "GET THE S7 AND S66!!!!!!!!!
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BigFirepower
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Joined: Apr/13/2011 Status: Offline Points: 3359 |
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Posted: Jun/18/2011 at 1:22pm |
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Ice, I was just "talking corporate". I don't believe any of that crap...
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