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All About the Board
A place to ask questions about the forum itself, introduce yourself to our community, or make suggestions for improvements.
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Aug/12/2022 at 10:51pm
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New to the industry? Try asking your questions here or observations.
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Aug/02/2022 at 3:06pm
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Building relationships, managing your book, horror stories, and stupid mistakes.
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Securities Firms
Transition packages, retention deals, retirement plans, production quotas, fees, leadership, mergers, teams, business channels, product availability, etc.
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Indy World
Independent broker/dealers, RIA custodians, transitioning to and running an independent financial services practice.
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Prospecting, Marketing, and Selling (2 Viewing)
Strategies for building a successful practice.
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Stocks, bonds, mutual funds, ETFs, CEFs, REITs, options, futures, SMAs, etc.
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Aug/11/2022 at 8:44am
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Annuities, life, health, long-term care, and disability insurance.
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Planning Concepts
Taxes, estate planning, retirement income planning, accumulation, etc.
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All things Compliance for RIAs
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Jul/19/2022 at 8:40am
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Legal Issues
Arbitration, regulation, and all other legal "stuff."
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Jul/31/2022 at 7:57am
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Hardware and software that helps you run your practice.
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Aug/10/2022 at 6:17pm
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General Industry Discussion
A place to post if your topic doesn't fit any other category.
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1 hour 3 minutes ago at 6:23pm

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